Revista CATHEDRA 11
Dimensions

PlumX

How to Cite
Dominguez, E. (2020). Regulatory aspects of the securities market exceptional means of termination of a penalty procedure. Cathedra Journal, (11), 17–24. https://doi.org/10.37594/cathedra.n11.353
License terms

The content of the publications and the links suggested in them are the sole responsibility of the authors and not of the METROPOLITAN UNIVERSITY OF EDUCATION, SCIENCE AND TECHNOLOGY (UMECIT) or CATHEDRA magazine. They are protected by international copyright laws just as the UMECIT and CATHEDRA logos, hence their reproduction is totally prohibited

Creative Commons License

This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.

The authors maintain the copyright and transfer the right of the first publication to the journal, with the article registered with Creative Commons Attribution-NonCommercial-NoDerivatives License, which allow others      They can download the works published in this magazine and share them with other people, as long as their authorship is recognized, but they cannot be changed in any way nor can they be used commercially.

Authors are recommended to include their work in social networks such as Researchgate and institutional repositories once the article or visible fact has been published on the journal page, without forgetting to include the digital document identifier and the name of the journal.

                                                               

Abstract

The Superintendency of the Stock Market of Panama within the attributions granted by the Single Text of Decree Law 1 of 1999 has as its objective the regulation, supervision and control of the activities of the stock market that are developed in the Republic of Panama. Among the functions indicated, the Superintendency is empowered to impose sanctions on regulated persons who fail to comply with the content of the law through the development of a sanctioning administrative
procedure. Notwithstanding the foregoing, said procedure allows in certain situations to reach exceptional means of terminating the process. Situation that we will explain below.

Keywords:

References

Texto Único Decreto Ley 1 de 8 de julio de 1999 “Ley del Mercado de Valores”.

Decreto Ejecutivo No. 126 de 16 de mayo de 2017 “Procedimiento Sancionador”.

Ley 15 de 2006 Restituye, Modifica y Adiciona artículos sobre materia arbitral declarados inconstitucionales respecto al Decreto Ley 5 de 1999.

Artículo No.23, Real Decreto 1398/1993, de 4 de agosto, por el que se aprueba el Reglamento del procedimiento para el ejercicio de la Potestad Sancionadora.

Soto Delgado, P. (2016). Sanciones administrativas como medidas de cumplimiento del Derecho: un enfoque funcional y responsivo aplicado al régimen sancionatorio ambiental. Santiago: Revista Ius et Praxis, año 22, No 2

Rebollo Puig, M. et al. (2005). Panorama del derecho administrativo sancionador en España. España: Red Revista Estudios Socio-Jurídicos Número 001, Vol (7). Documento recuperado de http://ebookcentral.proquest.com/lib/biblioumecitsp/detail.action?docID=3180864

Retortillo Baquer, L. (1976). Multas administrativas. Revista de Administración Pública, núm 079, CEPC – Centro de Estudios Políticos y Constitucionales. Documento recuperado de https://ebookcentral.proquest.com/lib/biblioumecitsp/detail.action?docID=3223604

Tardío Pato, J. (2014). Lecciones de derecho administrativo: acto administrativo, procedimiento y recursos administrativos y contencioso-administrativos. España: Editorial Club Universitario. Documento recuperado de https://elibro.net/es/ereader/umecit/113661

Jiménez Jiménez, D. (2015). La culpa en el derecho sancionador: estudio aplicado al derecho financiero colombiano. Colombia: Editorial Temis, Universidad de los Andes. Documento recuperado de https://elibro.net/es/ereader/umecit/68828

Downloads

Download data is not yet available.

Cited by

##cited.by##